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Compliance Analyst - FinTech

  • Location

    San Francisco

  • Sector:

    Blockchain & Fintech

  • Job type:

    Permanent

  • Contact:

    Amelia Jones

  • Contact email:

    amelia@intelletec.com

  • Consultant:

    Amelia Jones

COMPLIANCE ANALYST - FINTECH

 

Intelletec are working with a FinTech platform who are connecting consumers and the brands they love and looking for a Compliance Analyst to join the team in San Francisco. 

 

They are building the next generation of payment products centered around brands, starting with radically transparent co-branded credit cards. 

 

The compliance team works to monitor, control, and mitigate risk. This includes not only anti-money laundering (AML), counter-terrorist financing (CTF) and sanctions compliance, but compliance with the fair lending laws and their implementing regulations.

 

Responsibilities

 

  • Support the Compliance Director by assisting in day-to-day Compliance Program management 

  • Investigate KYC/AML screening results, including researching public records and drafting due diligence reports as needed

  • Conduct customer due diligence (CDD) investigations for new and existing credit card account holders, as well as for critical vendors, brand partners, and other entities as needed

  • Monitor and conduct ongoing CDD in a risk-sensitive manner keeping in mind Guild’s product and service offering

  • Assist in developing new-hire and employee training in areas such as AML/OFAC, Truth in Lending Act, Equal Credit Opportunity Act, and red flags.

Requirements

  • 2-4 years of compliance operations experience, preferably both in traditional financial institutional and FinTech environments

  • Knowledge of legal and regulatory requirements that apply to financial institutions, as well as the research skills necessary to understand new or evolving regulation

  • Knowledge of AML laws and regulations, including a general and broad understanding of AML, financial and reputational risks (PEPs, Sanctions, Anti-Bribery & Corruption)

  • Familiarity with performing compliance operations functions, especially due diligence investigations and audit trail management

  • Familiarity with reporting thresholds and requirements